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Fin-R1: A Large Language Model for Financial Reasoning through Reinforcement Learning

Zhaowei Liu, Xin Guo, Zhi Yang, Fangqi Lou, Lingfeng Zeng, Jinyi Niu, Mengping Li, Qi Qi, Zhiqiang Liu, Yiyang Han, Dongpo Cheng, Ronghao Chen, Huacan Wang, Xingdong Feng, Huixia Judy Wang, Chengchun Shi, Liwen Zhang · Mar 20, 2025 · Citations: 0

How to use this paper page

Coverage: Stale

Use this page to decide whether the paper is strong enough to influence an eval design. It summarizes the abstract plus available structured metadata. If the signal is thin, use it as background context and compare it against stronger hub pages before making protocol choices.

Best use

Background context only

Metadata: Stale

Trust level

Low

Signals: Stale

What still needs checking

Extraction flags indicate low-signal or possible false-positive protocol mapping.

Signal confidence: 0.15

Abstract

In recent years, general-purpose large language models (LLMs) such as GPT, Gemini, Claude, and DeepSeek have advanced at an unprecedented pace. Despite these achievements, their application to finance remains challenging, due to fragmented data sources, intransparent reasoning processes, and weak transferability to business applications. In response, we introduce Fin-R1, a reasoning LLM designed for financial scenarios. With a compact size of 7 billion parameters, Fin-R1 reduces deployment costs while addressing the aforementioned challenges. Its development follows a two-stage pipeline. First, we construct Fin-R1-Data, a high-quality financial dataset consisting of 60,091 chain-of-thought (CoT) samples, distilled and filtered from multiple authoritative benchmarks to ensure consistency and reliability. Second, we train Fin-R1 using Fin-R1-Data through supervised fine-tuning (SFT), followed by reinforcement learning (RL). This stage substantially improves the model's ability to solve complex financial reasoning tasks, yielding outputs that are both accurate and interpretable. Despite its relatively small parameter scale, Fin-R1 achieves competitive empirical performance across established financial benchmarks and demonstrates practical utility in compliance checking and robo-advisory. Our code is publicly available at https://github.com/SUFE-AIFLM-Lab/Fin-R1, and has already attracted over 700 stars.

Use caution before copying this protocol

Use this page for context, then validate protocol choices against stronger HFEPX references before implementation decisions.

  • Extraction flags indicate low-signal or possible false-positive protocol mapping.
  • Extraction confidence is 0.15 (below strong-reference threshold).
  • No explicit evaluation mode was extracted from available metadata.
  • No benchmark/dataset or metric anchors were extracted.

HFEPX Relevance Assessment

This paper is adjacent to HFEPX scope and is best used for background context, not as a primary protocol reference.

Best use

Background context only

Use if you need

Background context only.

Main weakness

Extraction flags indicate low-signal or possible false-positive protocol mapping.

Trust level

Low

Eval-Fit Score

0/100 • Low

Treat as adjacent context, not a core eval-method reference.

Human Feedback Signal

Not explicit in abstract metadata

Evaluation Signal

Weak / implicit signal

HFEPX Fit

Adjacent candidate

Extraction confidence: Low

What This Page Found In The Paper

Each field below shows whether the signal looked explicit, partial, or missing in the available metadata. Use this to judge what is safe to trust directly and what still needs full-paper validation.

Human Feedback Types

missing

None explicit

Confidence: Low Not found

No explicit feedback protocol extracted.

Evidence snippet: In recent years, general-purpose large language models (LLMs) such as GPT, Gemini, Claude, and DeepSeek have advanced at an unprecedented pace.

Evaluation Modes

missing

None explicit

Confidence: Low Not found

Validate eval design from full paper text.

Evidence snippet: In recent years, general-purpose large language models (LLMs) such as GPT, Gemini, Claude, and DeepSeek have advanced at an unprecedented pace.

Quality Controls

missing

Not reported

Confidence: Low Not found

No explicit QC controls found.

Evidence snippet: In recent years, general-purpose large language models (LLMs) such as GPT, Gemini, Claude, and DeepSeek have advanced at an unprecedented pace.

Benchmarks / Datasets

missing

Not extracted

Confidence: Low Not found

No benchmark anchors detected.

Evidence snippet: In recent years, general-purpose large language models (LLMs) such as GPT, Gemini, Claude, and DeepSeek have advanced at an unprecedented pace.

Reported Metrics

missing

Not extracted

Confidence: Low Not found

No metric anchors detected.

Evidence snippet: In recent years, general-purpose large language models (LLMs) such as GPT, Gemini, Claude, and DeepSeek have advanced at an unprecedented pace.

Rater Population

missing

Unknown

Confidence: Low Not found

Rater source not explicitly reported.

Evidence snippet: In recent years, general-purpose large language models (LLMs) such as GPT, Gemini, Claude, and DeepSeek have advanced at an unprecedented pace.

Human Data Lens

  • Uses human feedback: No
  • Feedback types: None
  • Rater population: Unknown
  • Unit of annotation: Unknown
  • Expertise required: Coding
  • Signal basis: Structured extraction plus abstract evidence.

Evaluation Lens

  • Evaluation modes:
  • Agentic eval: None
  • Quality controls: Not reported
  • Signal confidence: 0.15
  • Known cautions: low_signal, possible_false_positive

Protocol And Measurement Signals

Benchmarks / Datasets

No benchmark or dataset names were extracted from the available abstract.

Reported Metrics

No metric terms were extracted from the available abstract.

Research Brief

Metadata summary

In recent years, general-purpose large language models (LLMs) such as GPT, Gemini, Claude, and DeepSeek have advanced at an unprecedented pace.

Based on abstract + metadata only. Check the source paper before making high-confidence protocol decisions.

Key Takeaways

  • In recent years, general-purpose large language models (LLMs) such as GPT, Gemini, Claude, and DeepSeek have advanced at an unprecedented pace.
  • Despite these achievements, their application to finance remains challenging, due to fragmented data sources, intransparent reasoning processes, and weak transferability to business applications.
  • In response, we introduce Fin-R1, a reasoning LLM designed for financial scenarios.

Researcher Actions

  • Compare this paper against nearby papers in the same arXiv category before using it for protocol decisions.
  • Check the full text for explicit evaluation design choices (raters, protocol, and metrics).
  • Use related-paper links to find stronger protocol-specific references.

Caveats

  • Generated from abstract + metadata only; no PDF parsing.
  • Signals below are heuristic and may miss details reported outside the abstract.

Recommended Queries

Research Summary

Contribution Summary

  • In response, we introduce Fin-R1, a reasoning LLM designed for financial scenarios.
  • First, we construct Fin-R1-Data, a high-quality financial dataset consisting of 60,091 chain-of-thought (CoT) samples, distilled and filtered from multiple authoritative benchmarks to ensure consistency and reliability.
  • Despite its relatively small parameter scale, Fin-R1 achieves competitive empirical performance across established financial benchmarks and demonstrates practical utility in compliance checking and robo-advisory.

Why It Matters For Eval

  • First, we construct Fin-R1-Data, a high-quality financial dataset consisting of 60,091 chain-of-thought (CoT) samples, distilled and filtered from multiple authoritative benchmarks to ensure consistency and reliability.
  • Despite its relatively small parameter scale, Fin-R1 achieves competitive empirical performance across established financial benchmarks and demonstrates practical utility in compliance checking and robo-advisory.

Researcher Checklist

  • Gap: Human feedback protocol is explicit

    No explicit human feedback protocol detected.

  • Gap: Evaluation mode is explicit

    No clear evaluation mode extracted.

  • Gap: Quality control reporting appears

    No calibration/adjudication/IAA control explicitly detected.

  • Gap: Benchmark or dataset anchors are present

    No benchmark/dataset anchor extracted from abstract.

  • Gap: Metric reporting is present

    No metric terms extracted.

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