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Consequentialist Objectives and Catastrophe

Henrik Marklund, Alex Infanger, Benjamin Van Roy · Mar 16, 2026 · Citations: 0

General Pairwise Preference
Open arXiv Find Implementation RSS feed Shortlist (0)

How to use this page

Low trust

Use this as background context only. Do not make protocol decisions from this page alone.

Best use

Background context only

What to verify

Read the full paper before copying any benchmark, metric, or protocol choices.

Evidence quality

Low

Derived from extracted protocol signals and abstract evidence.

Abstract

Because human preferences are too complex to codify, AIs operate with misspecified objectives. Optimizing such objectives often produces undesirable outcomes; this phenomenon is known as reward hacking. Such outcomes are not necessarily catastrophic. Indeed, most examples of reward hacking in previous literature are benign. And typically, objectives can be modified to resolve the issue. We study the prospect of catastrophic outcomes induced by AIs operating in complex environments. We argue that, when capabilities are sufficiently advanced, pursuing a fixed consequentialist objective tends to result in catastrophic outcomes. We formalize this by establishing conditions that provably lead to such outcomes. Under these conditions, simple or random behavior is safe. Catastrophic risk arises due to extraordinary competence rather than incompetence. With a fixed consequentialist objective, avoiding catastrophe requires constraining AI capabilities. In fact, constraining capabilities the right amount not only averts catastrophe but yields valuable outcomes. Our results apply to any objective produced by modern industrial AI development pipelines.

Low-signal caution for protocol decisions

Use this page for context, then validate protocol choices against stronger HFEPX references before implementation decisions.

  • The available metadata is too thin to trust this as a primary source.
  • The abstract does not clearly describe the evaluation setup.
  • The abstract does not clearly name benchmarks or metrics.
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Should You Rely On This Paper?

This paper is adjacent to HFEPX scope and is best used for background context, not as a primary protocol reference.

Best use

Background context only

Use if you need

Background context only.

Main weakness

The available metadata is too thin to trust this as a primary source.

Trust level

Low

Usefulness score

40/100 • Low

Treat as adjacent context, not a core eval-method reference.

Human Feedback Signal

Detected

Evaluation Signal

Weak / implicit signal

Usefulness for eval research

Adjacent candidate

Extraction confidence 45%

If you are doing eval pipeline work, start here:

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What We Could Verify

These are the protocol signals we could actually recover from the available paper metadata. Use them to decide whether this paper is worth deeper reading.

Human Feedback Types

partial

Pairwise Preference

Directly usable for protocol triage.

"Because human preferences are too complex to codify, AIs operate with misspecified objectives."

Evaluation Modes

missing

None explicit

Validate eval design from full paper text.

"Because human preferences are too complex to codify, AIs operate with misspecified objectives."

Quality Controls

missing

Not reported

No explicit QC controls found.

"Because human preferences are too complex to codify, AIs operate with misspecified objectives."

Benchmarks / Datasets

missing

Not extracted

No benchmark anchors detected.

"Because human preferences are too complex to codify, AIs operate with misspecified objectives."

Reported Metrics

missing

Not extracted

No metric anchors detected.

"Because human preferences are too complex to codify, AIs operate with misspecified objectives."

Human Feedback Details

  • Uses human feedback: Yes
  • Feedback types: Pairwise Preference
  • Rater population: Not reported
  • Expertise required: General

Evaluation Details

  • Evaluation modes:
  • Agentic eval: None
  • Quality controls: Not reported
  • Evidence quality: Low
  • Use this page as: Background context only

Protocol And Measurement Signals

Benchmarks / Datasets

No benchmark or dataset names were extracted from the available abstract.

Reported Metrics

No metric terms were extracted from the available abstract.

Research Brief

Metadata summary

Because human preferences are too complex to codify, AIs operate with misspecified objectives.

Based on abstract + metadata only. Check the source paper before making high-confidence protocol decisions.

Key Takeaways

  • Because human preferences are too complex to codify, AIs operate with misspecified objectives.
  • Optimizing such objectives often produces undesirable outcomes; this phenomenon is known as reward hacking.
  • Such outcomes are not necessarily catastrophic.

Researcher Actions

  • Compare this paper against nearby papers in the same arXiv category before using it for protocol decisions.
  • Check the full text for explicit evaluation design choices (raters, protocol, and metrics).
  • Use related-paper links to find stronger protocol-specific references.

Caveats

  • Generated from abstract + metadata only; no PDF parsing.
  • Signals below are heuristic and may miss details reported outside the abstract.

Recommended Queries

Research Summary

Contribution Summary

  • Because human preferences are too complex to codify, AIs operate with misspecified objectives.

Why It Matters For Eval

  • Because human preferences are too complex to codify, AIs operate with misspecified objectives.

Researcher Checklist

  • Pass: Human feedback protocol is explicit

    Detected: Pairwise Preference

  • Gap: Evaluation mode is explicit

    No clear evaluation mode extracted.

  • Gap: Quality control reporting appears

    No calibration/adjudication/IAA control explicitly detected.

  • Gap: Benchmark or dataset anchors are present

    No benchmark/dataset anchor extracted from abstract.

  • Gap: Metric reporting is present

    No metric terms extracted.

Related Papers

Papers are ranked by protocol overlap, extraction signal alignment, and semantic proximity.

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