Certified Investment Banking Operations Program (CIBOP) - CDD/EDD, PEP & sanctions screening, and transaction monitoring (simulated casework)
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ClassificationCompleted a Certified Investment Banking Operations Program focused on KYC/AML and fraud monitoring workflows using structured case and document evidence. Performed classification-driven analyses for risk assessment, including CDD/EDD decisions, PEP identification, and sanctions screening across OFAC, EU, UN, and OFSI. Managed alert investigations by determining which alerts require escalation and summarizing SAR-related outcomes for simulated scenarios. • Conducted CDD/EDD and risk classification for retail, corporate, and institutional customer profiles. • Performed PEP screening and sanctions screening against OFAC, EU, UN, and OFSI lists. • Investigated transaction-monitoring alerts (structuring, layering, smurfing, rapid movement) and logged findings. • Completed break investigations, exception reporting, and SAR filing decision tracking in simulations.